Regulatory Compliance Analyst: Complaints & Exams Readiness
Job in
Topeka, Shawnee County, Kansas, 66652, USA
Listed on 2026-07-10
Listing for:
Advisors Excel, LLC
Full Time
position Listed on 2026-07-10
Job specializations:
-
Government
Job Description & How to Apply Below
Advisors Excel, LLC is seeking a Compliance Analyst to investigate complaints and support regulatory readiness in Topeka or Lenexa, KS. You will work with the Compliance Director and Regulatory Counsel to prepare filings, track exams, and maintain audit-ready records.
The role emphasizes writing clearly, applying regulatory knowledge, and coordinating across departments to resolve issues promptly and accurately.
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