Mid-Level Field Supervision Analyst

Position: Mid-Level Field Supervision Analyst Role
Explore a career with Manulife as a Mid-Level Field Supervision Analyst located in Toronto, Ontario. This hybrid role involves executing Tier 1 supervisory functions effectively and efficiently.

As a Field Supervision Analyst, you will be responsible for conducting daily reviews, managing compliance inquiries, and escalating non-compliance issues. You will support Senior Field Supervision Managers while ensuring adherence to internal policies and CIRO guidelines. This role is tailored for those who excel in multitasking and have a solid understanding of financial regulations.

Key Responsibilities:

• Conduct daily, monthly, and quarterly trade reviews

• Approve new accounts and ensure KYC updates are complete

• Liaise with advisors regarding compliance matters

• Assist in handling complaints and regulatory inquiries

• Maintain documentation of supervisory actions and escalate issues

Requirements:

• Active CIRO registration as Supervisor

• 2-4 years of related supervisory experience

• Strong analytical skills and attention to detail

• Knowledge of provincial securities legislation

• Bilingual English/French is desirable

Bring your compliance expertise to support the supervisory framework at Manulife and enhance your professional journey.
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