Financial Crime Risk Investigator

Position: Financial Crime Risk Investigator I (4351)
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* Work Location:

** Toronto, Ontario, Canada
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* Hours:

** 37.5
** Line of Business:
** Financial Crime Risk Management
** Pay Details:**$59,500 - $84,000 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
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* Job Description:

** Conduct adjudications and/or analysis, risk assessment and investigations of general queue cases. (recommending for demarket and/or freezing accounts by the appropriate investigative unit).Provide analysis and/or data/evidence gathering support for moderate to very complex end-to-end investigations. This can include AML and Sanctions/ABAC Financial Crime or digital evidence for case preparation and evidence/ documentation purposes.

Prioritize incoming investigation requests.
** CUSTOMER
* ** Conduct thorough analysis, risk assessment and investigation of referred/assigned cases
* Conduct research, and apply new methodologies for analyzing digital evidence to reduce the risk of exposure to TD Bank
* Provide support in preparation for review, interviews for financial crime  cases and ensure proper documentation is obtained for evidence purposes
* Use sound methodologies to collect, preserve, and analyze digital evidence
* Work with internal partners/external parties for effective detection and investigation purposes
* Prepare and deliver AML, Sanctions/ABAC and Financial Crime or fraud detection/loss prevention seminars to internal areas of the Bank
* Maintain a good understanding and awareness of emerging AML and Sanctions/ABAC  trends, cyber technologies, and new criminal techniques
* Apply strong knowledge of bank procedures, products, and systems to assist investigators in analyzing situations, gathering information, and required documentation and case preparation. Conduct sound investigations and provide AML and Sanctions/ABAC support and recommendations
** SHAREHOLDER
* ** Lead work streams by acting as a project lead for small scale projects / initiatives in accordance with project management methodologies
* Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate
* Conduct reporting and / or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/ policies/ practices
* Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for own functional area
* Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions / activities as necessary
* Maintain appropriate project records, databases, and information; report to management and others on project status and updates
* Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
* Acquire and apply expertise in the discipline, provide guidance, assistance, and direction to Analysts and others
* Identify, recommend, and effectively execute standard practices applicable to the discipline
* Adhere to internal policies/procedures and applicable regulatory guidelines
* Keep abreast of emerging issues, trends, and evolving regulatory requirements
* Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
** EMPLOYEE / TEAM
*** Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality,…