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Audit Manager , TD Securities

Job in Toronto, Ontario, C6A, Canada
Listing for: TD Bank
Full Time position
Listed on 2026-01-06
Job specializations:
  • Finance & Banking
    Financial Compliance, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 76800 - 115200 CAD Yearly CAD 76800.00 115200.00 YEAR
Job Description & How to Apply Below
Audit Manager I, TD Securities (788) page is loaded## Audit Manager I, TD Securities (788) remote type:
Hybrid locations:
Toronto, Ontario time type:
Full time posted on:
Posted Todaytime left to apply:
End Date:
December 19, 2025 (8 days left to apply) job requisition :
R 1454439
*
* Work Location:

** Toronto, Ontario, Canada
*
* Hours:

** 37.5
** Line of Business:
** Audit
* * Pay Details:**$76,800 - $115,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
*
* Job Description:

**** Department Overview:
** Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.

We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.
*
* Job Description:

**** Audit Manager I
** and get the opportunity to:
* Provide expertise in planning and executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion
* Lead the planning process for assigned audits while ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business
* Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management
* Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented
* Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies
* Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight time frames
* Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion
* Build a fair and positive work environment where team can openly report challenges and exchange ideas, knowledge and skills and maintain good working relationships with each other to achieve common goals
*
* Job Requirements:

*** Over 5 years of relevant experience with undergraduate degree
* Relevant professional certifications, accounting designations (CPA an asset)
* ** Experience in Capital Markets a strong asset
*** Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
* Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes
* Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment#LI-Corporate
*
* Who We Are:

** TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by…
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