Private Wealth Supervision Specialist at BMO

Join BMO Private Wealth as a Supervision Specialist and ensure robust regulatory practices. Leverage your skills in a role focused on high-net-worth client interactions.

This critical role involves supporting compliance within BMO's private wealth branches. You will implement training programs, conduct supervision reviews, and analyze data for strategic insights. Engage with internal and external stakeholders to foster effective operations while managing regulatory requirements and addressing supervision issues.

Key Responsibilities:

• Conduct supervision reviews including monthly and quarterly assessments

• Support branch employees with compliance-related guidance

• Ensure adherence to regulatory requirements and policies

• Facilitate the implementation of business/group processes

• Act as an escalation point for supervision concerns

Requirements:

• Typically 4-6 years of financial industry experience

• In-depth knowledge of supervision regulations

• CIRO Supervisor Exam completion is essential

• Strong collaboration and analytical skills

• Excellent data-driven decision-making abilities

Contribute to an empowered team at BMO while safeguarding client assets and enhancing supervisory effectiveness.
#J-18808-Ljbffr