Compliance Analyst II Bank

Position: Compliance Analyst II at TD Bank
Become a key member of TD Bank’s compliance team in Toronto as a Compliance Business Oversight Analyst II. This role emphasizes analyzing trade data and ensuring adherence to securities regulations.

In this analyst position, you'll perform independent oversight of compliance activities and conduct surveillance reviews. Your work will support risk management, focusing on detecting control risks and documenting findings to align with regulatory requirements. Collaboration with team members will enhance a culture of compliance and accountability.

Key Responsibilities:

• Conduct ongoing oversight reviews of compliance activities

• Perform pattern analyses to detect regulatory risks

• Document and escalate compliance issues for investigation

• Support audit readiness with evidence maintenance

Requirements:

• Relevant undergraduate degree or equivalent experience

• 2+ years in compliance or related fields

• Familiarity with Canadian securities regulations

• Proven analytical and organizational skills

• Ability to interpret trade data effectively

Leverage your compliance expertise to ensure TD Bank meets regulatory standards in Toronto.
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