Senior Compliance Analyst - Hybrid

Position: Senior Compliance Analyst - Hybrid Work
Join as a Senior Compliance Analyst with a hybrid work setup in Toronto, Ontario, where your focus will be on compliance processes and ethical oversight. Bring your experience in risk management to enhance personal trading controls and support critical compliance initiatives.

You will lead compliance monitoring activities and assist in second line of defense reviews while communicating findings to leadership. Your ability to manage multiple priorities will be crucial in maintaining well-documented records and in coaching teams on compliance nuances. You'll work closely on projects aimed at continuous improvement in compliance processes and controls.

Key Responsibilities:

• Conduct and oversee compliance monitoring activities

• Support system enhancements and data analysis improvements

• Maintain clear documentation of reviews and findings

• Communicate with stakeholders to gather necessary information

• Assist in the development of monitoring procedures

Requirements:

• Solid background in ethics, compliance, or related fields

• High degree of integrity and ethical commitment

• Proven analytical skill set and sound judgment

• Experience with trade surveillance processes

• Proficiency in Excel, with intermediate skills and above

Enhance and innovate compliance strategies to maintain the highest ethical standards in financial services.
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