Senior Regulatory Compliance Officer at CIBC

Join CIBC as a Senior Regulatory Compliance Officer and oversee compliance for Asset Management. This hybrid role offers a challenging environment with significant responsibilities in regulatory oversight.

In this pivotal role, you'll provide independent compliance oversight for CIBC Asset Management's portfolio management activities. Your ability to analyze regulatory frameworks will ensure adherence to standards, guiding business leaders in achieving their objectives. By preparing compliance reviews and overseeing necessary testing procedures, you will help maintain operational integrity and identify risks.

Key Responsibilities:

• Provide regulatory compliance guidance for investment operations

• Prepare detailed compliance assessments and reports

• Address non-compliance issues through active engagement

• Track industry trends and regulatory changes

• Collaborate with stakeholders to ensure compliance

Requirements:

• Bachelor’s Degree in Finance or related field

• Proven experience in compliance within financial services

• Understanding of Wealth Management regulations

• Well-developed analytical and communication skills

• Familiarity with portfolio management principles

Lead the compliance function at CIBC and empower the Asset Management team towards regulatory excellence.
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