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Senior Associate in Compliance Risk Management
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-04
Listing for:
Raymond James Ltd.
Full Time
position Listed on 2026-06-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Banking Operations
Job Description & How to Apply Below
As part of the Compliance team, you will play a key role in assessing risks, executing control assessments, and ensuring compliance with relevant regulations. By collaborating with different teams, you will maintain regulatory obligations and help streamline compliance processes essential to the organization’s success. Your analytical skills will contribute to the continuous improvement of compliance activities.
Key Responsibilities:
• Conduct risk assessments and second-line oversight
• Develop quality assurance testing protocols for compliance
• Maintain regulatory obligations and mappings
• Prepare summary reports for stakeholders
• Support audit readiness and evidence collection
Requirements:
• Bachelor’s degree or equivalent experience
• 2-5 years in compliance, governance, or risk management
• Familiarity with regulatory compliance concepts
• Exceptional communication and documentation skills
• Strong proficiency in MS Office
Leverage your skills in compliance risk management to enhance Raymond James Ltd.'s governance framework in Toronto.
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Position Requirements
10+ Years
work experience
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