Senior Associate in Compliance Risk Management

Join Raymond James Ltd. as a Senior Associate focused on Information Compliance Risk Management. Engage in compliance monitoring, risk assessments, and management reporting to drive success.

As part of the Compliance team, you will play a key role in assessing risks, executing control assessments, and ensuring compliance with relevant regulations. By collaborating with different teams, you will maintain regulatory obligations and help streamline compliance processes essential to the organization’s success. Your analytical skills will contribute to the continuous improvement of compliance activities.

Key Responsibilities:

• Conduct risk assessments and second-line oversight

• Develop quality assurance testing protocols for compliance

• Maintain regulatory obligations and mappings

• Prepare summary reports for stakeholders

• Support audit readiness and evidence collection

Requirements:

• Bachelor’s degree or equivalent experience

• 2-5 years in compliance, governance, or risk management

• Familiarity with regulatory compliance concepts

• Exceptional communication and documentation skills

• Strong proficiency in MS Office

Leverage your skills in compliance risk management to enhance Raymond James Ltd.'s governance framework in Toronto.
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