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Regulatory Officer at Scotia iTRADE
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-05
Listing for:
Scotiabank
Full Time
position Listed on 2026-06-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Services
Job Description & How to Apply Below
In the role of Regulatory Officer, you'll play a key part in overseeing daily account activities and ensuring compliance with both internal policies and external regulations. Responsibilities include analyzing trade reports and resolving compliance issues proactively. Your insights will contribute to enhancing the client's trading experience while mitigating risks associated with trading activities.
Key Responsibilities:
• Analyze trade reports for daily supervision
• Review and check trades for compliance accuracy
• Identify and address regulatory concerns proactively
• Document compliance tasks and follow-up actions
• Assist with Order Management as needed
Requirements:
• Profound understanding of trading and compliance regulations
• Experience in the investment and brokerage industry
• Familiarity with industry-standard PC applications
• Strong judgment and organizational skills required
• Relevant industry course completion preferred
Leverage your expertise in regulatory compliance to support the Scotia iTRADE team in Toronto.
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