Compliance Manager at IGM Financial
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-06
Listing for:
IG Wealth Management
Full Time
position Listed on 2026-06-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
In this role, you'll be leading Tier 1 supervision, ensuring adherence to regulatory guidelines for IG Wealth Management. You'll manage regulatory obligations, provide critical compliance support, and customize training to enhance team performance. The position emphasizes collaboration, problem-solving, and compliance education to secure regulatory excellence.
Key Responsibilities:
• Conduct Tier 1 supervision of daily trading and account management
• Resolve compliance issues and guide registrants through inquiries
• Manage regulatory obligations like training and supervision
• Identify and implement comprehensive compliance training programs
• Participate in internal audits and regulator reviews
Requirements:
• Over 7 years of compliance-related experience required
• Post-secondary degree in a relevant field preferred
• CIRO registration qualification as a supervisor mandatory
• Proven knowledge of financial regulatory requirements
• Strong communication skills, bilingualism preferred
Bring your compliance expertise to IGM Financial and ensure robust adherence to regulatory standards while fostering effective teamwork.
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