Trading Compliance Surveillance Officer

Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.

As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise.

Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to new trading trends.

Key Responsibilities:

• Communicate with issuers about compliance matters

• Conduct detailed analysis of trading behaviors

• Review issuer press releases for compliance and materiality

• Halt trading when needed for effective news dissemination

• Collaborate to resolve market quality issues

Requirements:

• Relevant post-secondary degree

• 5-10 years' experience in trading/compliance

• Deep knowledge of derivatives trading

• Completion of Canadian Securities and Trader Training

• Expertise in CIRO’s marketplace regulations

Leverage your skills in trading compliance to uphold the standards of market integrity at CIRO.
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