Senior Officer in Trade Surveillance Compliance
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-12
Listing for:
Scotiabank
Full Time
position Listed on 2026-06-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Banking Operations, Financial Crime
Job Description & How to Apply Below
In the pivotal role of Senior Compliance Officer, you will oversee capital markets trading compliance ensuring regulatory mandates are met within Scotiabank's operations. The role will engage you in alert reviews, client relationship management, and compliance procedure enhancements. Your influential work will involve direct support for team initiatives and compliance training.
Key Responsibilities:
• Champion customer-focused compliance initiatives
• Review alerts generated by surveillance systems for accuracy
• Develop reports on trade activities and compliance issues
• Assist with regulatory inquiries or internal investigations
• Enhance policy frameworks and compliance procedures
Requirements:
• Minimum 5 to 7 years in compliance at a financial institution
• Thorough understanding of securities regulations
• Advanced skills in Excel and coding tools
• Excellent oral and written communication abilities
• Relevant post-secondary education or designations
Utilize your compliance and trade surveillance skills to enhance Scotiabank's operational integrity.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×