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Senior Compliance Specialist
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-14
Listing for:
Mackenzie Investments
Full Time
position Listed on 2026-06-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Banking Operations, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
You will report to the Director and engage in critical compliance activities, including monitoring, testing, and investigating retail compliance domains. Your expertise in regulatory requirements and compliance practices will enhance our effective delivery of compliance programs and documentation processes.
Key Responsibilities:
• Conduct monitoring and testing across key retail compliance areas
• Investigate alerts and exceptions, documenting findings clearly
• Support case handling with accurate input for complaints
• Maintain compliance procedures and audit-ready documentation
• Provide guidance on defined issues while escalating complex matters
Requirements:
• Minimum of two years relevant experience in compliance or asset management
• Strong analytical skills with attention to detail
• Working knowledge of retail compliance requirements
• CSC certification preferred;
Microsoft Office proficiency
• Strong communication and organizational abilities
Leverage your compliance experience to support IGM’s mission of responsible asset management in this rewarding role.
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Position Requirements
10+ Years
work experience
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