Associate in Equity Capital Markets

Position: Associate Role in Equity Capital Markets
Richardson Wealth seeks an Associate for its Equity Capital Markets team on a 12-month contract. Bring your financial expertise to support private placements and transaction settlements.

As an Associate at Richardson Wealth, you'll play a key role in assisting senior members of the Equity Capital Markets team. This position involves collaboration with various stakeholders to manage private placements effectively while ensuring compliance with regulatory standards. Candidates must excel in a detail-oriented and dynamic environment.

Key Responsibilities:

• Oversee non-brokered private placements, submission, and settlement

• Support brokered financing by coordinating with dealers

• Maintain compliance with regulatory and internal policies

• Keep transaction records and pipeline documentation accurate

• Conduct daily inventory management in Dataphile

Requirements:

• 5+ years of experience in financial services, 2+ in capital markets

• Strong organizational and analytical skills

• Experience with Investment Advisors is preferred

• Proficient in Microsoft Office Suite

• Knowledge of Dataphile and NIAD is beneficial

Utilize your skills in equity capital markets to thrive at Richardson Wealth.
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