Compliance Director at RBC Wealth Management

Step into a leadership role as Compliance Director at RBC Wealth Management Canada in Toronto. Oversee regulatory adherence and manage a team dedicated to compliance excellence.

As the Compliance Director, you will lead a skilled team of Compliance Managers across RBC Dominion Securities Inc.

Your role includes handling client complaints, implementing regulatory changes, and developing internal policies. Collaboration with various teams for compliance training and robust support activities is crucial for maintaining adherence.

Key Responsibilities:

• Lead Compliance Managers in multiple RBC DS branches

• Address and resolve client complaints and inquiries

• Represent compliance during regulatory changes

• Manage compliance monitoring and audit processes

• Provide compliance training on regulatory obligations

Requirements:

• 10+ years of experience in compliance or financial services

• Proven conflict management and negotiation skills

• Strong project management and strategic capabilities

• University degree in finance, economics, or law

• Excellent written and public speaking skills

Drive compliance practices forward with your expertise at RBC Wealth Management in Toronto.
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