Trade Surveillance Compliance Senior Officer

Join Scotiabank as a Senior Compliance Officer, engaging directly in trade surveillance for the Global Banking and Markets division. Ensure compliance with regulations while fostering critical client relationships.

As a Senior Compliance Officer, you will conduct surveillance activities related to capital markets trading s role emphasizes not only compliance but also the development of relationships and operational processes. Engage in the execution of monitoring and reporting duties while providing valuable support to compliance officers and other team members.

Key Responsibilities:

• Review trading alerts for accuracy and compliance

• Generate detailed reports on trade surveillance activities

• Conduct training sessions for internal stakeholders

• Analyze data to support investigations and responses

• Evaluate and enhance trade compliance processes

Requirements:

• 5 to 7 years of experience in compliance or regulation

• Strong knowledge of market rules and practices

• Proficiency in Excel, coding, and automation tools

• Clear communication skills for diverse audiences

• Professional education or designations in finance

Contribute your compliance expertise and trading knowledge to support Scotiabank’s commitment to excellence in the capital markets.
#J-18808-Ljbffr