Associate, Equity Capital Markets

About Us

As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results. With offices across the country, we are home to some of Canada’s best investment advisors. We’ve embarked on an exciting growth phase – a multi-year transformational journey to enhance our entrepreneurial, high-performing, advisor-centric culture.

This role supports senior members of the Equity Capital Markets team in executing private placements and related settlement activities for Richardson Wealth Investment Advisors. The ideal candidate is detail-oriented, proactive, and effective in a fast-paced environment. The role involves regular coordination with issuers, Investment Advisors, legal counsel, operations, and compliance to support private placement distribution and settlement. Strong communication and relationship‑building skills are essential.

• Manage non‑brokered private placements, including subscription review, submission, communication, ticketing, and settlement
• Support brokered financings by coordinating with dealers, tracking orders, and helping complete transactions
• Work with internal teams to ensure compliance with firm policies and regulatory requirements
• Maintain accurate transaction records, documentation, and pipeline tracking
• Perform daily inventory management and reconciliations in Dataphile and NIAD
• Assist with transaction execution and other team priorities as needed

• 5+ years in financial services, including 2+ years in capital markets
• Experience supporting or working with Investment Advisors
• Strong organization, attention to detail, and accountability
• Ability to work independently and collaboratively
• Strong analytical, verbal, written, and interpersonal skills
• Advanced Microsoft Office skills, especially Excel, Word, Outlook, and Power Point
• Familiarity with Dataphile and NIAD is an asset

• Post‑secondary education in a related field is preferred
• CSC and CPH completion is an asset

The expected annualized base salary range for this role is $70,200 - $78,000. The actual salary offered will take into consideration a wide array of factors including, but not limited to, the individual’s skill, experience, education and training, and the consideration of internal equity.

Our firm is only as good as the people who work here. Our employees are exceptional because they combine in‑depth expertise with enthusiasm, and empathy. From our front office talent to our colleagues behind the scenes, we have one focus: to ensure our people thrive here more than anywhere else. Are you innovative, self‑driven, and client‑centric? If so, we’re ready to invest in you.

Richardson Wealth is an equal opportunity employer and committed to providing a diverse, equitable and inclusive environment. We are happy to meet your individual needs in keeping with the Canadian Charter of Rights and Freedoms and the Accessibility for Ontarians with Disabilities Act. Candidates may request accommodation at any point during the interview process.