Trade Surveillance Expert

Position: Wealthsimple Trade Surveillance Expert
Join Wealthsimple as a Trade Surveillance Expert, overseeing complex trading activities across multiple asset classes. This role allows you to use compliance and technical skills in a hybrid setting.

As a Trade Surveillance Expert at Wealthsimple, you will perform Tier 1 surveillance reviews and monitor trading activity to meet regulatory standards. Your responsibilities will include analyzing patterns, investigating concerns, and working with various departments to ensure compliance across trades. Bring your analytical mindset and contribute to important regulatory initiatives.

Key Responsibilities:

• Oversee Tier 1 trade surveillance across various asset classes

• Action automated alerts and perform supervisory reviews

• Identify and report on non-compliance patterns

• Support regulatory submissions and audits

• Maintain and improve surveillance policies and procedures

Requirements:

• Minimum of 3 years in compliance roles

• Familiarity with Canadian securities laws

• Technical skills in SQL or Python

• Excellent analytical and detail-oriented capabilities

• Strong interpersonal skills for team collaboration

Utilize your trade surveillance skills in a dynamic environment at Wealthsimple, ensuring compliance while thriving in innovative finance.
#J-18808-Ljbffr