Regulatory Oversight Administrator at Scotiabank

Become a pivotal part of Scotiabank's regulatory efforts as an Administrator in Regulatory Oversight. This role focuses on compliance, governance, and administrative support across Canadian and U.S. operations.

In this important role, you will support regulatory governance and compliance for Scotia Jarislowsky Fraser businesses. Your responsibilities include maintaining documentation, ensuring internal policy alignment, and assisting with the onboarding process for regulatory representations. Collaborating closely with Compliance and Risk partners, you will facilitate effective processes and communications impacting Operational Risk activities.

Key Responsibilities:

• Provide administrative support for compliance and risk activities

• Assist with audit preparations and documentation gathering

• Track client complaints and regulatory inquiries

• Maintain procedural guides and checklists for accuracy

• Support account onboarding and maintenance procedures

Requirements:

• University Degree or College Diploma in a related field

• Previous experience in Tier 1 compliance/regulation

• Strong knowledge of investment management compliance

• Effective verbal and written communication skills

• Understanding of Canadian Wealth Management strategies

Contribute your strong compliance knowledge and administrative skills to Scotiabank's Regulatory Oversight team in Toronto.
#J-18808-Ljbffr