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Job Description & How to Apply Below
Joining our talented Equity Capital Markets team means working in a collaborative environment where your proactive approach will shine. You will coordinate with Issuers and Investment Advisors to ensure seamless execution of transactions. Attention to detail and strong organizational skills will be vital as you maintain transaction documentation and ensure regulatory compliance throughout your work.
Key Responsibilities:
• Manage private placement subscription reviews and communications
• Track orders and coordinate with dealers for financings
• Confirm compliance with regulatory guidelines
• Keep transaction records pertinent and organized
• Conduct daily inventory reconciliations
Requirements:
• 5+ years experience in financial services
• 2 years minimum in capital markets
• Proficient analytical and communication skills
• Strong expertise in Microsoft Office Suite
• Familiarity with Dataphile and NIAD preferred
Channel your expertise into impactful solutions with Richardson Wealth's Equity Capital Markets team.
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Position Requirements
5+ Years
work experience
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