Senior Auditor,Global Compliance; ATH Job Toronto area,Ontario Canada,Finance & Banking

Position: Senior Auditor, Global Compliance (ATH 1035)

Description

CUSTOMER

Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion

Execute testing of controls such as but not limited to walkthroughs (documentation), test scripts (development and execution), and issue identification

Help coordinate communication with the stakeholders throughout the audit process

Support the team in reviewing internal controls and sharing findings and suggestions with both the stakeholders and audit leadership

Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy

Provide input to audit projects/initiatives as a representative for area of specialization

SHAREHOLDER

Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area

May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level

Prioritize and manage own workload to deliver quality results and meet assigned timelines

Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate

Assist in preparing and sharing audit findings and presentation materials with management and broader audiences, helping ensure clear and effective communication throughout the audit process.

Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required

Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility

EMPLOYEE / TEAM

Continuously enhance knowledge / expertise in own area Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest

Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency

Establish effective relationships across multiple businesses

Participate in knowledge transfer within the team and business units

Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives

BREADTH & DEPTH

Experienced audit professional role providing guidance/ assistance to function supported

Requires sound audit or business conceptual knowledge.

Independently perform tasks from end to end as assigned

Ability to process and handle confidential information with discretion.

Generally, reports to an Audit Group Manager or Senior Audit Group Manager role

EXPERIENCE & EDUCATION

Undergraduate degree required

3+ years of relevant experience

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience.

TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career…

Senior Auditor, Global Compliance; ATH