Senior Associate Director of Compliance

Join Capital Markets Operations as the Senior Associate Director of Compliance. In this role, ensure effective governance of trade confirmations while driving regulatory adherence across various commodities.

Your operational leadership will focus on overseeing trade confirmation processes throughout Metals, Commodities, Energy, and Emissions. You will enhance confirmation standards and resolve complex issues, reinforcing operational risk management within the trading environment.

Key Responsibilities:

• Own the confirmation and affirmation framework end-to-end

• Establish quality standards for matching and issuance

• Ensure timely resolutions of discrepancies in confirmations

• Effectively escalate high-risk confirmation issues

• Monitor operational risk and compliance diligently

Requirements:

• Extensive experience in Markets Operations

• Deep understanding of trade confirmations and affirmations

• Strong leadership skills in managing intricate workflows

• Proven ability to operate under pressure

• Excellent verbal and written communication abilities

Lead efforts in shaping confirmation governance to enhance trading operations' integrity and risk management strategy.
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