Wealth Advice Business Management Specialist
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-24
Listing for:
TD
Full Time
position Listed on 2026-06-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance -
Business
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
As a key member of the Business Management team, you will report directly to the Senior Manager and support governance practices, particularly in Private Investment Advice and Financial Planning. Critical skills required include strong analytical capabilities, regulatory knowledge, and the ability to influence diverse stakeholders effectively. Your contribution will drive proactive strategies and enhance industry compliance.
Key Responsibilities:
• Support new business initiatives and regulatory inquiries
• Collaborate with Control Partners on risk assessments
• Lead business control mapping against laws and regulations
• Monitor and escalate risk profiles within TD policies
• Promote a robust risk management culture among teams
Requirements:
• Undergraduate degree with 10 years of relevant experience
• Strong regulatory and compliance management skills
• Excellent communication and presentation abilities
• Proven relationship-building skills
• Flexibility to manage multiple tasks in a dynamic environment
Bring your strong analytical acumen and relationship-building skills to drive governance excellence at TD.
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