Chief Compliance Officer AML

Position: Chief Compliance Officer for AML at UBS
Lead regulatory compliance initiatives as the Chief Compliance and AML Officer at UBS in Toronto. Ensure adherence to Canadian financial regulations and enhance risk management protocols.

In this full-time position, you will bring extensive experience in compliance, legal frameworks, and risk control. Collaborating with cross-functional teams is essential for drafting effective policies and managing compliance training. A key responsibility includes overseeing the Financial Crime Prevention framework and serving as the focal point for regulatory examinations.

Key Responsibilities:

• Ensure compliance monitoring aligns with local laws

• Liaise with senior leaders on regulatory changes

• Develop and publish key compliance policies

• Supervise the Financial Crime Prevention function

• Act as a primary point for regulatory interactions

Requirements:

• 10-15 years in compliance, with management experience

• Experience with Canadian regulatory bodies

• In-depth knowledge of banking regulations

• Strong analytical and collaborative abilities

• Solid judgment and adaptability to change

Play a critical role in fortifying compliance frameworks at UBS, driving sustainable change in the industry.
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