Capital Markets Supervision Associate

Advance your career with BMO Capital Markets as an Associate in Toronto. This role primarily focuses on compliance and oversight within capital markets, ensuring adherence to regulations.

As part of the Capital Markets Supervision team, you will enhance your expertise in regulatory compliance and capital markets operations. This role requires reviewing surveillance reports, analyzing trading activities, and collaborating with various departments to ensure practices meet strict legal standards. You’ll be involved in promoting a culture of compliance, supporting risk assessments, and maintaining supervisory controls.

Key Responsibilities:

• Review assigned surveillance reports and trading activities

• Collaborate with compliance and operational teams

• Analyze trade exception reports for regulatory adherence

• Develop key reporting for internal and external stakeholders

• Maintain written supervisory procedures and protocol documents

Requirements:

• 1-2 years of capital markets supervision experience

• Understanding of OTC derivatives and trading activities

• Knowledge of relevant Canadian regulations

• University degree required

• Excellent written and oral communication skills

Utilize your compliance expertise and analytical skills to thrive in a vital role at BMO Capital Markets in Toronto.
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