More jobs:
VP Compliance Leadership
Job in
Toronto, Ontario, C6A, Canada
Listed on 2026-06-27
Listing for:
Fairygodboss
Full Time
position Listed on 2026-06-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Crime -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
This Vice President role engages directly with the Chief Compliance Officer to foster a robust compliance culture in the Canadian asset management business. Responsibilities include overseeing regulatory engagements, licensing, and compliance policies. The ideal candidate will demonstrate independence, sound judgment, and the ability to manage complex compliance issues effectively.
Key Responsibilities:
• Lead compliance coverage in daily asset management activities
• Supervise employee and firm licensing compliance
• Act as liaison for regulatory inquiries and exams
• Provide product compliance advisory and support
• Implement monitoring and testing plans for risk assessment
Requirements:
• Significant compliance experience in asset management
• Familiarity with Canadian securities regulations
• Strong ability to communicate with senior governance stakeholders
• Capacity to operate with minimal oversight
• Integrity and accountability in compliance functions
Spearhead compliance efforts at JPMorgan while mitigating risks and ensuring regulatory alignment across Canada.
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