Toronto AML Expert Capital Markets

Position: Toronto AML Expert for Capital Markets
Seeking an experienced AML Subject Matter Expert in Toronto to drive compliance for ETF products. Apply your advanced AML insights to uphold financial integrity and regulatory adherence.

This role requires a deep understanding of the ETF lifecycle and proficiency in KYC, CDD, and EDD processes. You'll engage with technology and trading teams to identify risks and enhance controls while leading investigations and preparing regulatory reports. Your insights will play a crucial role in maintaining compliance across various stakeholders in the ETF space.

Key Responsibilities:

• Provide AML compliance expertise for ETFs

• Analyze fund flows and transaction activities

• Oversee monitoring and alert investigations

• Maintain up-to-date AML policies and practices

• Support audits and manage stakeholder inquiries

Requirements:

• Bachelor’s in Finance, Law, or related field

• 7+ years in AML compliance within capital markets

• Proven ETF product expertise

• Strong analytical and communication skills

• Preferred: CAMS or CFA certification

Be an integral part of enhancing AML operations and compliance in the rapidly evolving ETF market.
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