Chief AML and Compliance Officer

Position: UBS Chief AML and Compliance Officer
Transform AML strategies as UBS's Chief Compliance and AML Officer in Toronto. Foster a culture of compliance and guide teams in regulatory adherence and risk management.

This full-time role is pivotal in overseeing compliance measures within Canadian financial markets. You will partner with senior leadership and functional teams to navigate the complex regulatory landscape, ensuring alignment with local standards. Leading the Financial Crime Prevention function is crucial, requiring expertise in local regulations and laws.

Key Responsibilities:

• Draft and enforce compliance policies and procedures

• Collaborate with senior management on compliance matters

• Conduct Compliance Risk Assessments regularly

• Manage Financial Crime Prevention activities

• Serve as the contact for regulators and audits

Requirements:

• 10-15 years in compliance or related fields

• Expertise with Canadian investment regulations

• Proven leadership and strategic planning skills

• Ability to integrate data analysis into compliance practices

• Effective judgment in a changing environment

Become instrumental at UBS by harnessing your expertise in compliance and regulatory frameworks in this vital role in Toronto.
#J-18808-Ljbffr