Senior Investment Compliance Analyst

Position: Senior Investment Compliance Analyst Role
Join CIBC as a Senior Analyst in Investment Controls, rooted in a hybrid work model. Utilize your deep understanding of compliance to manage investment mandates and optimize monitoring processes.

Reporting to the Senior Manager, you'll play a critical role in ensuring that portfolio transactions comply with current legislative and policy standards. You will leverage over 2 years of experience in asset management to perform compliance reviews and enhance the monitoring framework for investment products and initiatives.

Key Responsibilities:

• Develop and implement compliance policies and processes

• Monitor compliance for retail investment mandates

• Conduct oversight of new product launches

• Analyze regulatory impacts on asset management

• Support the creation of compliance reporting and presentations

Requirements:

• 2+ years in asset management industry

• Regulation knowledge, especially securities legislation

• Advanced skills in data analysis and reporting

• Excellent communication skills for stakeholder engagement

• Relevant university degree or certification (CSC/CFA is a plus)

Enhance your career at CIBC by applying your expertise in investment compliance and control managing.
#J-18808-Ljbffr