Toronto Associate Capital Markets Supervision

Position: Toronto Associate for Capital Markets Supervision
Join BMO Capital Markets as an Associate in Toronto, specializing in Capital Markets Supervision. This position is instrumental in ensuring compliance with industry regulations across trading operations.

You will support the Capital Markets Supervision mandate by analyzing trade exceptions and reviewing surveillance data. Collaborating with compliance and operational teams, you will ensure adherence to legal requirements while cultivating a proactive compliance culture. Your background in capital markets will be valuable in this role’s key functions.

Key Responsibilities:

• Review and assess trading activity compliance

• Analyze surveillance data and report findings

• Work with various teams for compliance strategy

• Implement changes based on regulatory developments

• Maintain written procedures and compliance documentation

Requirements:

• 1-2 years in capital markets or regulatory roles

• Strong knowledge of relevant compliance regulations

• Bachelor’s degree required

• Effective communication and teamwork skills

• Familiarity with trading products a plus

Capitalize on your expertise and join BMO Capital Markets in promoting high standards of compliance in Toronto.
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