Analyst Investment Compliance

Position: CIBC Analyst Investment Compliance Role
Shape the future of investment controls at CIBC as a Senior Analyst focusing on compliance oversight. Knowledgeable analysts thrive in a hybrid work setup dedicated to maintaining regulatory adherence.

In this role, reporting to the Senior Manager, you will ensure compliance for multi-asset investment mandates while helping to refine existing policies. Your ability to analyze trends and regulatory changes will be paramount in fostering robust investment strategies.

Key Responsibilities:

• Create and document compliance policies and procedures

• Monitor compliance activities and report insights

• Evaluate investment policy guidelines for effectiveness

• Keep updated on relevant investment regulations

• Communicate operational changes to various stakeholders

Requirements:

• 2+ years of experience in Asset Management

• Understanding of compliance monitoring systems

• Detail-oriented with strong analytical capabilities

• Proficient in communicating complex regulations

• Credentialed with a degree; CSC or CFA is an advantage

Drive operational excellence in investment controls while growing your career with CIBC.
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