Compliance Monitoring Manager

Drive regulatory compliance excellence at a leading financial institution in downtown Toronto as the Compliance Monitoring Manager. Lead the testing program, assess risks, and execute effective compliance solutions.

The Compliance Department seeks a Compliance Monitoring Manager to enhance the Bank's Regulatory Compliance Management Program. You'll leverage over two years of experienced compliance monitoring and five years in Anti-Money Laundering functions. This role involves designing testing methodologies, reporting findings, and ensuring compliance with Canadian regulations like FINTRAC and OSFI.

Key Responsibilities:

• Lead the Compliance Monitoring and Testing Program

• Develop and maintain the annual testing plan

• Identify and document compliance control gaps

• Prepare clear testing reports for stakeholders

• Support compliance training programs organization-wide

Requirements:

• Minimum 5 years in Regulatory Compliance or AML

• 2+ years in Compliance Monitoring & Testing

• Solid knowledge of Canadian regulatory frameworks

• Strong analytical and problem-solving skills

• Excellent written and verbal communication abilities

Maximize compliance standards and drive testing outcomes within the Bank’s prestigious team in Toronto.
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