Compliance Counselor

Position: Fiera Capital Compliance Counselor Role
Fiera Capital seeks a Compliance Counselor experienced in regulatory frameworks to work in a hybrid model. Focus on monitoring compliance controls and enhancing internal processes for client dealings.

In this role, you will need a bachelor’s degree and a minimum of five years of experience in a compliance role, ideally within the financial sector. Your tasks will include executing monitoring processes, conducting employee training on compliance topics, and ensuring marketing materials align with regulatory expectations. Effective collaboration with various teams is vital for successful compliance management.

Key Responsibilities:

• Conduct client compliance control testing and monitoring

• Support improvements in compliance-related processes

• Oversee KYC and onboarding document surveillance

• Audit marketing material to meet compliance requirements

• Collaborate in compliance manual updates

Requirements:

• Relevant bachelor’s degree in finance or business

• Five years of compliance experience required

• Understanding of asset management regulations

• Proficient in French and English communication

• Strong prioritization and organizational skills

Contribute your expertise to foster a culture of compliance at Fiera Capital.
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