AML Subject Matter Expert

Join a leading financial firm in Toronto as an Anti-Money Laundering Subject Matter Expert focusing on Exchange Traded Funds. Elevate compliance standards and provide expertise on ETF operations and regulations.

We are seeking an experienced AML Subject Matter Expert with a strong background in capital markets and ETF products. You will enhance AML frameworks, ensure adherence to regulations like FINTRAC and FATF, and provide guidance on Know Your Customer (KYC) practices.

Your role will be critical in addressing AML risks and leading investigations.

Key Responsibilities:

• Act as AML SME for ETF products compliance

• Provide expertise on KYC and CDD processes

• Support AML risk assessments for trading activities

• Identify and escalate suspicious transaction patterns

• Collaborate with compliance and risk teams to maintain standards

Requirements:

• Bachelor’s degree in Finance or Business Law

• 7+ years in AML compliance and capital markets

• Proven experience with ETF products

• Strong knowledge of AML regulations and transaction monitoring

• Professional certifications are preferred

Make an impact on regulatory compliance and AML practices in the dynamic space of Exchange Traded Funds.
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