Audit Manager, Global Banking & Markets Audit

Is this role right for you?

1. Engagement Planning / Execution

• Manage / assist in the planning and execution of audits of lower to higher complexity/risk. Work as part of the team or individually to provide the audit services. Undertake Office-in-Charge responsibilities on audits as assigned.

• Develop and maintain a data analytics program for GBM/Capital markets Audit using data analytics tools

• Hold walkthrough meetings with audit clients to develop and document a thorough understanding of the key risks and processes for assigned projects.

• Design or update audit procedures for assigned audits. The incumbent should apply risk-based auditing standards and techniques.

• Manage and execute assigned audits in accordance with department standards ensuring the nature and extent of testing are sufficient and appropriate to support the audit opinion. Adopt a continuous dialogue approach with the audit clients during the audit to build rapport and maintain a healthy working relationship with the audit clients.

• Ensure completion of audit work withing the time budget.

• Assess the effectiveness and reliability of internal controls in relation to defined control requirements through examination of evidence and execution of test procedures.

• Document audit work performed using Team Mate software to ensure appropriate working papers are maintained and conform to department standards.

2. Problem Identification / Reporting / Communication:

• Identify control weaknesses and develop audit findings to determine the root cause and associated impact/risk including developing practical recommendations as to how risks can be mitigated.

• Validate the accuracy of the finding with the auditee and present issues to line management.

• Write audit findings, reports, and correspondence to management, ensuring writing is clear, concise, and accurate.

• Follow-up for corrective action/progress against reported issues on a quarterly basis and escalate when necessary

3. Other - Be an integral part of the GBM team and work closely with other teams in integrated audits. Play an active role in department initiatives. Build and foster on-going relationships with audit clients.

Do you have the skills that will enable you to succeed? – We would love to work with you if you have:

• 3 to 5 years’ experience in Capital Markets Audit and Capital Markets 1st & 2nd Line Testing,

• Knowledge of Capital Markets Products and processes, and OTC derivative regulations.

• Accounting designations / technical / professional qualifications (CPA, CFA, CIA etc.) will be an asset.

• University degree in business, finance, economics, accounting or any other relevant area.

• Proficient use of Excel to analyze large transaction data for independent testing and validation.

• Knowledge of audit processes and methodologies

• Ability to write clearly and concisely.

• Critical thinker and problem solver

• A self-starter who deals well with ambiguity and is detail oriented.

• Thrives in a dynamic team-oriented environment.

What's in it for you?

• Champion a high-performance environment and contribute to an inclusive work environment.

• The opportunity to join a forward-thinking organization where you are surrounded by a collaborative team of innovative thinkers.

• A competitive compensation and comprehensive benefits plan.

• An organization committed to making a difference in our communities - for you and our customers.

• You can expect to be recognized and rewarded for high-performance; you will be supported by leadership through meaningful development conversations that enable faster advancement and internal training to support your growth and development.