Client Due Diligence Group Manager

Lead the Client Due Diligence team at TD, a top 10 North American bank, ensuring compliance and risk management in a dynamic environment. Drive strategic initiatives and improve processes while safeguarding client experiences.

As a Group Manager I in Client Due Diligence at TD Securities, you'll oversee the entire CDD lifecycle within Capital Markets. This entails client onboarding, periodic reviews, and ensuring a robust AML/KYC control environment. Your leadership will enhance compliance with Canadian and U.S. regulations while managing stakeholder relationships across various departments.

Key Responsibilities:

• Lead CDD strategy execution aligned with regulatory priorities

• Ensure adherence to AML regulations and guidance

• Own audit engagements and regulatory exam readiness

• Oversee client risk rating methodologies and frameworks

• Drive process enhancements and automation initiatives

Requirements:

• 7+ years of AML/KYC experience in Capital Markets

• Strong knowledge of Canadian and U.S. AML regulations

• Experience with audit and testing teams

• Preferred ACAMS/CAMS certification

• Proven leadership and stakeholder management skills

This role requires expertise in AML/KYC, strong leadership, and compliance to thrive at TD.
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