Compliance Analyst at Moomoo Financial

Join Moomoo Canada Financial Inc. as a Compliance Analyst and support regulatory compliance across key financial areas. This role is ideal for candidates with AML knowledge and a keen interest in compliance processes.

As a Compliance Analyst, you will support Moomoo’s regulatory compliance program, working closely with senior personnel, including the Chief Compliance Officer. Your responsibilities will involve transaction monitoring, document reviews, and assisting with regulatory submissions. This developmental role offers an excellent opportunity to enhance your regulatory knowledge and skills while taking on greater responsibilities over time.

Key Responsibilities:

• Conduct transaction monitoring for AML and ATF compliance

• Review client onboarding documentation for accuracy

• Assist in preparing FINTRAC reports under supervision

• Evaluate marketing materials for compliance with regulations

• Track and log client complaints and resolutions

Requirements:

• Post-secondary degree in finance, business, or law

• Experience in financial services or compliance preferred

• Familiarity with regulatory requirements and KYC processes

• Strong attention to detail and analytical skills

• Ability to manage multiple priorities and meet deadlines

Elevate your compliance career through a progressive role at Moomoo Financial in Toronto.
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