Consultant in Risk and Regulatory Compliance

Enhance your career with Sia Partners as a Consultant in Risk and Regulatory Compliance. This position involves implementing compliance frameworks and conducting risk assessments to ensure regulatory adherence.

Sia Partners seeks candidates with 2-4 years of relevant experience in regulatory compliance, particularly within the financial industry or consulting environments. You will play a crucial role in designing compliance strategies, advising clients, leading project work streams, and collaborating across teams. This role emphasizes innovative problem-solving and provides opportunities to engage with regulatory analysis and strategic transformation initiatives.

Key Responsibilities:

• Analyze legal regulations to update compliance libraries

• Implement operational controls and compliance frameworks

• Conduct risk assessments and testing for compliance gaps

• Advise clients on regulatory changes and operational efficiency

• Manage project deliverables and mentor junior staff members

Requirements:

• 2-4 years of experience in compliance and operational risk

• Understanding of North American regulations (OSFI, FINRA)

• Bachelor's degree in Finance, Law, or Business

• Relevant certifications preferred (e.g., CPA, CAMS)

• Strong skills in communicating complex regulatory issues

Shape the future of regulatory compliance at Sia Partners with your strategic insights and analytical skills.
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