Associate Director, Nexus, Regulatory Reporting

Associate Director, Nexus, Regulatory Reporting

• Full-time
• Rank:
  Associate Director
• Employment Type:
  
  Permanent Full Time
• Compensation: CAD 76,500 - CAD 112,200 - yearly

• Oversee and liaise with investment managers and vendors for day‑to‑day operational assistance and issues.
• Participate in and oversee various system improvement initiatives.
• Co‑ordinate and review all client regulatory reporting deliverables and associated reports as required.
• Work with internal teams, such as Client Operations, Investor Operations, Client Integration, Legal, Vendor Management, Outsourcing and BPO, to ensure all internal and external deliverables are met.
• Assist in developing and improving regulatory reporting processes and procedures.
• Assist with department resource planning and staff allocation.
• Attend pitches to potential new clients, due diligence meetings, board/client meetings as required.
• Build and maintain a strong relationship with clients and vendors.
• Continue to carry out the core roles of the team, including the creation and preparation of regulatory reporting workings/reports when required.
• Develop an understanding of the regulatory reporting environment and assist in the creation of service offerings for our clients.
• Ensure all fees are billed on time and collected in a timely manner.
• Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
• Keep up to date with applicable regulatory reporting requirements.
• Manage the staff that report directly to you, assist in training team members and participate in their performance review process.
• Monitor and manage the reporting deadlines for the services/clients that you and your staff are accountable for.

• Post‑secondary education with a concentration in finance, accounting, mathematics or related fields.
• Professional qualification in ACA, ACCA, CPA, CIMA or CFA desirable. (Reg)
• Have 3-7 years’ experience in a regulatory reporting role.

This is a backfill position.

MUFG is an equal opportunity employer.