Senior Compliance Manager

Elevate compliance standards as a Senior Compliance Manager based in Canada. Play a key role in navigating regulatory complexities within the dynamic financial sector while enjoying a remote-first work environment.

This senior position involves enhancing compliance operations and assessing regulatory risks across investment management and digital assets. The ideal candidate will leverage their extensive regulatory expertise to support organizational growth while collaborating with executive teams and external partners. This role is perfect for proactive compliance leaders with a passion for driving improvements in innovative settings.

Key Responsibilities:

• Manage compliance monitoring and assessments for Canadian regulations

• Conduct compliance testing to identify risks and control gaps

• Prepare strategic compliance reports for governance committees

• Track regulatory developments and recommend policy updates

• Support trading compliance activities, including monitoring restrictions

Requirements:

• 6 to 8 years of compliance experience in financial services

• Advanced knowledge of Canadian securities regulations

• Experience developing compliance programs and reporting

• Understanding of AML and financial crime prevention

• Strong project management and communication skills

Utilize your regulatory expertise to drive compliance initiatives and business success in this pivotal role.
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