Manager, Compliance Testing

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Looking to join a growing financial services team? Rogers Bank, a subsidiary of Canada's leading wireless, cable and media company, is expanding and seeking passionate individuals to develop and implement innovative financial solutions and experiences. The bank offers unique cash-back benefits and financing options for Rogers purchases using cutting-edge technology. Interested? Take the next step and consider this opportunity to make a meaningful impact with Rogers Bank.

Who we are looking for:

Our Rogers Bank team is growing and is looking for like-minded thinkers who are passionate about telling stories through numbers to help take our investments in innovation to the next step. In turn, our Rogers Bank team is also committed to the growth and development of their team members. We offer advanced learning, support our colleagues in maintaining their professional designations, and offer a challenging work environment with fulfilling results to help balance both financial and business acumen.

Your journey is filled with limitless possibilities;
Let’s make yours possible.

Our Rogers Bank Regulatory Compliance Management (RCM) function supports the business and is responsible for the identification, measurement, monitoring, and reporting of regulatory compliance risks across the bank.

As part of the RCM function, this position is testing focused and assists the Chief Compliance Officer in the implementation, maintenance, and administration of the Bank RCM program.

What you'll do:

• Manage the Bank’s Regulatory Compliance Management (RCM) program, making the appropriate updates/improvements to the program to effectively and consistently facilitate the Bank’s compliance with applicable regulatory requirements.
• Challenge, monitor and test regulatory control activities through independent testing, to evaluate the effectiveness of controls and adherence to Applicable Regulatory Requirements.
• Identify, assess, challenge and oversee the satisfactory resolution of issues, including ensuring adequacy of management remediation plans and validating closure. Supports root-cause analysis in response to control failures as required.
• Help to assess training needs and assist in the development the Bank’s Compliance training and communication program to foster a culture of compliance.
• Help to assess areas of focus for independent testing based on knowledge and any trends noted.
• Assist with the day-to-day functionality of the GRC-Resolver system, in relation to the RCM program.
• Assisting in the development of monthly and quarterly reports on the Bank’s overall state of compliance with applicable legislative provisions and updates on testing results.

What you bring:

• 3+ years of experience in Regulatory Compliance Management, Compliance Testing, and/or Audit.
• Deep Financial Services industry knowledge, experienced in how independent risk functions work with business.
• Significant knowledge of Federally Regulated Financial Institution (FRFI) regulatory requirements.
• In-depth knowledge of business level processes including Complaints Handling, Sales Practices (e.g., Sales Culture, Performance Management, Governance, and related controls).
• Highly developed analytical skills, with attention to detail.
• Ability to work autonomously, driving commitment and engagement throughout the business, acting as an owner and a hands-on partner.
• Ability to communicate at all levels of the organization. Experience in presenting material for approval or review to all levels.
• Degree in business or related discipline. MBA, CA, CIA or other professional-related qualification would be an asset.

What's in it for you?

We believe in investing in our people and helping them reach their potential as valuable members of our team. As part of our team, you'll have access to a wide range of incredible resources, growth opportunities, discounts, and perks, including:

• Competitive salary & annual bonus
• Competitive & flexible health and dental benefits, pension plan, RRSP, TFSA, and Stock matching programs.
• Discounts:
  Enjoy up to 50% off Rogers Services and Blue Jays Tickets, 25% off TSC items, and a 20%…