Senior Manager, Product Control

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Data & Analytics

Pay Details:

$115,600 - $163,200 CAD

This role is eligible for a discretionary variable compensation award that considers business and individual performance.

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Role and Responsibilities:

• The senior manager is accountable for ensuring accurate and timely reporting for the income statement and balance sheet for Global Equities Derivatives businesses in TD Securities. This role will liaise with Front Office, Information Technology, Risk, Finance and other control functions and key stakeholders.

• Acting as key advisor to the front-office, Risk, Finance, and other key stakeholders for the coverage businesses, providing insight and analysis of the financial results. Specific activities would include the following:

• Manage a team of talented controllers supporting the P&L validation processes and P&L attribution metrics for Volcker Reporting.

• Responsible for key controls and sox controls review and sign off.

• Accountable for the accuracy of P&L and Balance Sheet through robust substantiation.

• Inform senior management and key stakeholders of any significant irregularities.

• Review and approve new product and material business changes.

• Identify opportunities to improve/streamline processes leveraging AI technology.

• Proactively monitor all operational issues pertaining to the trading portfolios assigned.

Skills:

• Strong financial and business acumen

• Skilled relationship manager with developed management and collaboration skills to work with a variety of stakeholders

• Ability to lead and influence

• Promote a positive work environment that encourages teamwork, productivity, innovation, creativity, analysis, and advice.

• Demonstrate resiliency in the face of new problems and/or challenges while adapting quickly to change

• Adhere to relevant compliance, professional standards, and regulatory and bank policies

• University degree with a professional accounting/finance designation (i.e., CPA, CFA, CMA) or an MBA is an asset

• 10+ years’ experience in Product Control preferred specific experiences in Equity Derivatives and Equity Financing businesses in a large financial services organization

• People Management experience leading large teams

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Oversees a large and significant multi-faceted financial reporting and attribution function and stakeholder support overall accountability for providing strategic direction, guidance on a broad and diverse range of complex reporting activities / controls / analysis / commentary and/or specialized project support.

Provides effective challenge, oversight, and outcomes, while operating within the Bank’s risk appetite with focus on the controls and effective processes

CUSTOMER

• Lead a team to achieve business / operational objectives, maintain effective day-to-day operations and deliver quality service and transaction processing consistent with TD Finance business objectives

• Set service and control standards, implement, and operate systems to monitor service delivery

• Oversee research, development and implementation of new processes, technologies, or operating models

• Develop and maintain effective working relationships with internal and external partners for the purposes of delivering optimal customer service

• Coach to ensure operational problems are handled appropriately, and participate in the negotiation and resolution of complex and/or escalated issues where necessary

• Pri…