Compliance Director for RBC Global Asset Management

Join RBC Global Asset Management as the Compliance Director, shaping regulatory strategy from Toronto, Canada. Guide compliance efforts and ensure adherence to industry standards across operations.

In this pivotal role, you will lead the regulatory compliance team, driving compliance programs and facilitating pivotal organizational initiatives. Your extensive background in compliance management will be crucial for overseeing various compliance activities and serving as a trusted advisor on regulatory matters. You will also play a vital role in the training and development of team members to meet compliance goals.

Key Responsibilities:

• Lead the execution of compliance initiatives

• Oversee compliance activities relating to asset management

• Advise on regulatory changes impacting operations

• Mentor staff and track performance metrics

• Enhance relationships with law and compliance stakeholders

Requirements:

• Degree in Business, Finance, Law, or similar

• Minimum 7 years in compliance management roles

• Deep understanding of securities regulations and best practices

• Strong organizational and leadership capabilities

• Ability to manage multiple priorities effectively

Drive compliance excellence and foster collaborative teamwork within RBC GAM's evolving environment.
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