Fidelity Trade Supervision Manager Opening

Fidelity is seeking a Trade Supervision Manager to ensure compliance with financial regulations while supporting a flexible work environment. Advance your career in a collaborative setting.

This managerial position at Fidelity Clearing Canada focuses on supervising trading activities across multiple asset classes. You'll ensure compliance with CIRO rules and enhance supervisory practices through effective use of technology and data analytics. By collaborating with internal teams, you’ll significantly impact the efficiency and effectiveness of trading operations.

Key Responsibilities:

• Oversee daily trading compliance and practices

• Monitor and report on trading exceptions

• Develop and maintain supervisory procedures

• Collaborate on vendor and marketplace oversight

• Prepare senior management reports on trading metrics

Requirements:

• Minimum 5 years in a trading or compliance role

• Deep knowledge of CIRO and UMIR regulations

• Experience with trade monitoring systems

• Relevant university degree

• Excellent problem-solving and communication skills

Make a significant impact in supervising trading activities and ensuring adherence to regulations at Fidelity.
#J-18808-Ljbffr