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Regulatory Compliance Specialist Financial Crime

Head of AML Compliance & Surveillance

Job in Trenton, Mercer County, New Jersey, 08628, USA
Listing for: Storm2
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Crime
  • Law/Legal
    Regulatory Compliance Specialist, Financial Crime
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A leading investment platform in New Jersey is seeking a Head of AML Compliance to oversee the AML compliance program and lead a dedicated team. In this role, you will manage compliance with FINRA and SEC regulations, enhance data flows, and ensure timely investigations and regulatory filings. The successful candidate will have significant AML experience in a broker-dealer environment and expertise in current relevant regulations.

A Series 24 certification is required or to be obtained within four months of hire.
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