Audit Manager II – Compliance

Responsibilities

• Lead or serve as Auditor‑In‑Charge on complex audit engagements.
• Provide day‑to‑day leadership, coaching, and guidance to engagement team members.
• Oversee testing of design and operational effectiveness focused on TD Bank’s US Operational Risk Management (ORM) and Enterprise Risk Management (ERM) frameworks.
• Ensure risk mitigation strategies are robust, effective, and aligned with regulatory standards.
• Undertake and complete a variety of complex audit projects.
• Provide thought leadership and/or industry knowledge for own area of expertise.
• Manage relationships with business lines, corporate, and/or control functions and ensure alignment with enterprise and/or regulatory requirements.

• Undergraduate degree required.
• 7+ years of relevant experience.
• Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner.
• Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred.
• Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM).
• Advanced knowledge of audit standards, procedures, laws, rules, and regulations.
• Ability to lead, plan, implement and evaluate program/project activities to ensure completion.
• Skilled in mentoring, coaching, and performance management.
• Ability to work independently and collaboratively in a team environment.
• Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools.