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Brokerage AML Investigator & Compliance Specialist
Job in
Trenton, Mercer County, New Jersey, 08628, USA
Listed on 2026-08-02
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Jobtailor in New Jersey seeks an experienced investigations professional to oversee case closures and ensure quality metrics are met. You will drive investigations, compile findings, and communicate results to senior stakeholders.
Key requirements include five+ years in the field, strong knowledge of retail brokerage products and FINRA rules, and FINRA exams (Series 7/6) or equivalent experience. This role emphasizes compliance and timely SAR reporting.
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