Trade Surveillance VP — NASDAQ SMARTS & Market Abuse Lead
Job in
Trenton, Mercer County, New Jersey, 08628, USA
Listed on 2026-08-04
Listing for:
HW3
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
HW3, a regulated financial services firm, seeks a Vice President of Trade Surveillance in Jersey City to lead daily surveillance reviews, investigate potential market abuse, and support regulatory inquiries. The role spans equities, options, and digital assets with hands-on NASDAQ SMARTS experience and active Series 7 and 24 licenses.
This is an on-site position in Jersey City. The ideal candidate has 7+ years of surveillance expertise and deep knowledge of market abuse patterns including
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