Senior Wealth Compliance Officer
Job in
Trenton, Mercer County, New Jersey, 08628, USA
Listed on 2026-08-16
Listing for:
Rockefeller Capital Management
Full Time
position Listed on 2026-08-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Rockefeller Capital Management is seeking a Senior Compliance professional to provide coverage for the firm’s broker-dealer and investment advisory compliance program within the Rockefeller Global Family Office Compliance Team. The role encompasses branch, operations, and regulatory reporting responsibilities, including complaints, trade errors, and escalation.
The candidate should manage sensitive issues independently and advise senior management.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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